Five shops agree to $3.35 million Finra fines, $1.13 million in restitution.
Brokers allowed to trade as principals in certain accounts.
Famed strategist says U.S. stocks will keep on keeping on; emerging markets passé
Forget the 'new normal.' Investment strategist Richard Bernstein sees a long bull run for U.S. stocks.
Linking monetary policy to unemployment, inflation drive big fluctuations.
Tax talk, new issues, profit-taking spark sell off, roil the market.
U.S. protocol credited with reducing litigation from adviser hiring
