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FINTECH SEP 29, 2013
B-Ds break social-media habits

PRACTICE MANAGEMENT SEP 24, 2013
Morgan Stanley nabs $1.5B J.P. Morgan team

This addition is the latest in a string of high-profile, late-summer hires.

FINTECH SEP 23, 2013
To gain freedom, go mobile

PRACTICE MANAGEMENT SEP 18, 2013
Younger prospects getting cold shoulder from advisers: Poll

Attracting Gen X, Gen Y clients not on most to-do lists; 'need to nudge'

RIA NEWS SEP 16, 2013
Banyan adds Silver Bridge, more than doubling client assets

CEO sees scope for more deals to expand geographic footprint, add assets.

RIA NEWS SEP 13, 2013
Finra postpones action on recruitment disclosure rule

Finra had plans on Thursday to consider a controversial proposal requiring brokerages to disclose reps' recruitment deals. That discussion has now been postponed.

REGULATION AND LEGISLATION SEP 13, 2013
Finra hampered by rising compensation costs, stagnant revenue

Critics complain about CEO's $2.6M pay package, wonder about the $1.6B investment fund.

EQUITIES SEP 13, 2013
SEC charges ex-GOP candidate with selling fake Facebook shares

The SEC claims a onetime gubernatorial candidate sold investors nonexistent shares of Facebook and other social-media darlings.

WIREHOUSES SEP 12, 2013
BofA quashed on arbitration

Court denies request by bank, Merrill on overtime suit.

REGULATION AND LEGISLATION SEP 12, 2013
CFP Board's director of investigations exits

The board is currently searching for a replacement for Rex Staples