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RIA NEWS JAN 30, 2014
NYSE's contingency planning under fire after Sandy

NYSE Euronext is taking plenty of heat for not being able to implement its backup plan in the face of Hurricane Sandy.

INDEPENDENT BROKER DEALERS JAN 16, 2014
Cetera closes Tower Square, Walnut Street deal

Acquisition from MetLife added 800 advisers, more than $25B in assets.

RIA NEWS JAN 14, 2014
LPL's Casady on tech, a bank and regulators

LPL's chief executive discusses where the firm stands in key areas such as launching a bank, its technology and regulation. <b>Also: <a href=&quot;http://www.investmentnews.com/article/20130819/FREE/130819915&quot;>Read more about LPL's tech advances.</a></b>

FINTECH JAN 14, 2014
LPL kicks off major tech upgrades, cuts prices

LPL Financial sets major upgrades to its technology platform, ranging from mobile access to website branding, and portfolio re-balancing and trading. Good news for advisers: the firm cut prices.

RIA NEWS JAN 09, 2014
FiNet adds hybrid affiliation option for new recruits

FINTECH JAN 09, 2014
Free web version of iRebal due out this summer

RIA NEWS JAN 09, 2014
TD 2013 Live! Coming from TD: iDon'tPay for iRebal

Free web-based version of popular program due out this summer

WIREHOUSES JAN 06, 2014
BofA may dissolve Merrill Lynch

The move could happen as early as the fourth quarter. How could this impact its thundering herd of advisers and brokers?

REGULATION AND LEGISLATION DEC 26, 2013
Fiduciary proposal seen coming, adviser SRO seen slipping into oblivion

Industry bigs expect the SEC to release concept for single standard of care this summer; no such timeline for self-regulator

PRACTICE MANAGEMENT DEC 13, 2013
New Finra rules could help brokers clear records in certain cases

Regulator working on dual tracks but specifics and timing remain uncertain