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Why some experts think peak inflation is near
RIA NEWS JUN 06, 2022
Why some experts think peak inflation is near

Economists at Morgan Stanley warn that the risk of an inventory glut is growing, especially in sectors such as consumer discretionary and technology goods.

InvestmentNews' 2022 class of 40 Under 40
RIA NEWS JUN 06, 2022
InvestmentNews' 2022 class of 40 Under 40

Meet the members of InvestmentNews' 2022 class of 40 Under 40. InvestmentNews is proud to profile these rising stars and shine a light on their impressive achievements at such an early stage of their careers.

Vontobel creates four CITs
RETIREMENT PLANNING JUN 03, 2022
Vontobel creates four CITs

The collective investment trusts will use SEI Trust Co. as the trustee.

Group overseeing $800 million switches to SagePoint from Lincoln
PRACTICE MANAGEMENT JUN 02, 2022
Group overseeing $800 million switches to SagePoint from Lincoln

IronBridge Wealth Counsel, which has eight advisers, has offices in seven cities across the country.

Finra appoints Michael Solomon to head examinations
RIA NEWS JUN 02, 2022
Finra appoints Michael Solomon to head examinations

After a stint as chief compliance officer at Rockefeller Financial, Solomon returns to the industry regulator.

Janney duo managing $375 million moves to Alex. Brown
INDEPENDENT BROKER DEALERS JUN 02, 2022
Janney duo managing $375 million moves to Alex. Brown

The father-and-son team of Bill and W. Grove Stewart will operate as Stewart Wealth Advisory Group in Annapolis, Maryland.

Raymond James completes acquisition of TriState Capital
INDEPENDENT BROKER DEALERS JUN 01, 2022
Raymond James completes acquisition of TriState Capital

The Pittsburgh-based private bank will continue to operate as a separately chartered institution.

Mariner Wealth to add $347 million RIA
RIA NEWS JUN 01, 2022
Mariner Wealth to add $347 million RIA

National firm will acquire Boston-based Taylor Wealth Management Partners to bolster presence along the East Coast.

United Planners adopts private network solution
FINTECH MAY 31, 2022
United Planners adopts private network solution

The independent broker-dealer says the cybersecurity system from cleverDome offers more control than a virtual private network.

UBS duo managing $220 million moves to Raymond James
RIA NEWS MAY 31, 2022
UBS duo managing $220 million moves to Raymond James

Mother-and-son team in Jacksonville, Florida, will operate as Taras Wealth Management of Raymond James.