The 64 transactions from July to September make 2021 a record year for deals, and more than half involved sales of firms with $1 billion or more in assets.
DeBoer Financial Group is based in Roseville, California, just a few miles from Allworth.
Yield generation is the top challenge, a Fidelity survey shows; 40% of those surveyed say they have to take on more risk to achieve the same returns.
Guy Rodgers Private Wealth Strategies is based in Mansfield, Texas.
The platform, which provides structured notes, annuities and other investments, plans to use the funds to expand its product offerings.
The digital record-keeping platform also promoted Ryan Anderson to chief product officer.
Ricky Moore’s Oak Financial Group in Angleton, Texas, had been with Sagepoint for seven years.
The insurance provider has created versions of the new product for commission-based and fee-based advisers.
The financial adviser Douglas Chin has affiliated with the independent broker-dealer through Gladstone Wealth Partners in Red Bank, New Jersey
Karen Barr, CEO of the Investment Adviser Association joins Bruce, flying solo today as Jeff hosts our own RIA Summit, to chat all things advisory business. Nicole Casperson joins Bruce to discuss how tech is reshaping account aggregation.
