Luma Financial Technologies' new tool, Luma Compare, lets advisers compare a variety of products.
The SEC says Dean Tellone and his California firm hid information from mortgage investors.
Allison Taylor leads the all-female group in Huntington Beach, California.
The average expense ratio on funds last year was less than half of what it was in 2000, according to Morningstar's annual study of fund fees.
John and Ryan Birkhauser and their team are based in Lake Forest, Illinois.
The deal for Ellwood, which oversees $85 billion in assets, will expand Captrust's services for endowments and foundations.
Gary Gensler calls consumer advocate Roper 'a champion for investors'; she has worked for 35 years at the Consumer Federation of America.
Telehealth was the benefit that the most firms plan to increase, while 60% of those surveyed currently offer financial wellness.
Federal court freezes the assets of Marietta, Georgia, registered investment adviser John Woods.
The two advisers are affiliating with LPL Financial through its service for breakaway brokers.
