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InvestmentNews
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Eight-person UBS team managing $900 million joins RBC
PRACTICE MANAGEMENT MAY 03, 2021
Eight-person UBS team managing $900 million joins RBC

The addition of Meridian Group gives the firm a Roanoke, Virginia, footprint

Four-adviser UBS team managing $1.08 billion joins Raymond James
INDEPENDENT BROKER DEALERS MAY 03, 2021
Four-adviser UBS team managing $1.08 billion joins Raymond James

Group will join firm’s Deer Park, Illinois office in Chicago’s northwest suburbs

New York City Council mandates auto-IRAs for small companies
RETIREMENT PLANNING MAY 03, 2021
New York City Council mandates auto-IRAs for small companies

The portable city-run plan would not require employer contributions.

Wells Fargo veteran managing $482 million joins Baird
INDEPENDENT BROKER DEALERS MAY 03, 2021
Wells Fargo veteran managing $482 million joins Baird

James Galkowski will open an office for the firm in Rochester, Minnesota.

Beacon Pointe acquires $610 million North Carolina RIA
RIA NEWS MAY 03, 2021
Beacon Pointe acquires $610 million North Carolina RIA

DMJ Wealth Advisors, which has four offices throughout the state, will be renamed Beacon Pointe North Carolina.

Team managing $200 million switches to LPL from Voya
INDEPENDENT BROKER DEALERS MAY 03, 2021
Team managing $200 million switches to LPL from Voya

The six-person Kraner group based in New Jersey is affiliating through INC Advisor, an office of supervisory jurisdiction.

ESG regulations in Europe map a clear path for the US
REGULATION, LEGAL & COMPLIANCE MAY 03, 2021
ESG regulations in Europe map a clear path for the US

Europe has led the way in the exploding market for socially responsible investing.

UBS trio managing $560 million moves to Rockefeller
PRACTICE MANAGEMENT APR 30, 2021
UBS trio managing $560 million moves to Rockefeller

The five-member team is joining the firm’s Newport Beach, California office

RBC adds Merrill trio managing $2 billion
PRACTICE MANAGEMENT APR 29, 2021
RBC adds Merrill trio managing $2 billion

The eight-person Paulson Holman Gatto Group is opening an office in Lake Forest, Illinois.

OneDigital acquires $240 million retirement plan manager
RETIREMENT PLANNING APR 29, 2021
OneDigital acquires $240 million retirement plan manager

Keystone Retirement & Insurance Advisors is based in Houston.