InvestmentNews

InvestmentNews
Displaying 4053 results
Colorado chooses Empower as DC record keeper
RETIREMENT PLANNING MAR 25, 2021
Colorado chooses Empower as DC record keeper

The state's defined-contribution retirement plans have $5 billion in assets for 95,000 public employees.

Fed forming committee to prepare for climate risks
REGULATION, LEGAL & COMPLIANCE MAR 24, 2021
Fed forming committee to prepare for climate risks

The central bank wants to look at the dangers that a warming planet poses to the financial system.

Team managing $450 million switches to LPL from Sagepoint
INDEPENDENT BROKER DEALERS MAR 24, 2021
Team managing $450 million switches to LPL from Sagepoint

Arizona’s Progressive Financial Concepts will affiliate through an LPL office of supervisory jurisdiction, Wealth Consulting Group.

ICMA-RC is changing name to MissionSquare
RETIREMENT PLANNING MAR 23, 2021
ICMA-RC is changing name to MissionSquare

The Washington firm manages retirement plans for public workers.

Senate confirms Marty Walsh to head Labor Department
REGULATION, LEGAL & COMPLIANCE MAR 23, 2021
Senate confirms Marty Walsh to head Labor Department

The Boston mayor, a former union leader, had the backing of the AFL-CIO.

SEC claims phony rep sold $8.5 million of unregistered securities
REGULATION, LEGAL & COMPLIANCE MAR 23, 2021
SEC claims phony rep sold $8.5 million of unregistered securities

John W. Fisher, charged with fraud for his sales of Global 1 securities, faces civil penalties and disgorgement.

PRACTICE MANAGEMENT MAR 23, 2021
Diversity Champions: Financial Alliance for Racial Equity

Seven financial and insurance firms work with six historically Black colleges and universities to provide resources, training and connections to Black students in this group formed by Nationwide Financial in 2020.

Investment firms team with AFL-CIO to offer DC funds
RETIREMENT PLANNING MAR 22, 2021
Investment firms team with AFL-CIO to offer DC funds

Wilmington Trust, BNY Mellon and PGIM Fixed Income all play a role in the target-date CITs the union is rolling out for its members' defined-contribution plans.

BNY Mellon files for first active ETFs
MUTUAL FUNDS MAR 22, 2021
BNY Mellon files for first active ETFs

The three ESG-oriented equity funds will be sub-advised by Newton.

Focus Financial launches multifamily office in London
RIA NEWS MAR 22, 2021
Focus Financial launches multifamily office in London

The office, Beryllus Capital, is a joint venture with Indian conglomerate Hinduja Group.