Scott Allen Fries of Cincinnati took $178,000 from clients and spent it on himself
He replaces Stuart Katz, who continues as the firm’s CIO
Tax rate for those with incomes above $1 million will rise to 10.75% from 8.97%
The HSA business is set to evolve as financial wellness programs proliferate
SGC Financial and Insurance Services in San Mateo, California, has 13 advisers
Four-adviser RS Will Wealth Management established in Frederick, Maryland
David Poole has led Merrill Edge and Merrill Guided Investing
The Bonnette group is opening an office for the firm in Audubon, New Jersey
He succeeds veteran Glenn Booraem, who will continue to serve as a senior adviser for the group
A trio of advisers led by Steve Kanteliotis joins the Raymond James unit in Philadelphia
