This week we looking into the NFL Players Association rules for hiring financial advisers, along with the poor performance of active management. Hosts Jeff and Bruce also look at job cuts at Raymond James, a guest appearance by IN reporter Emile Hallez to discuss his latest cover story, and we grade Morningstar’s virtual conference.
Mary Beth Franklin talks about the uncertainty around the Social Security trust fund and how advisers can help clients plan for that
Broadridge sees accelerated adoption of digitalization and personalization
Honoring and celebrating diversity and inclusion in the advice industry is paramount — now more than ever
SEC complaint alleges John Geraci knew of fraud when marketing his fund
Scott Allen Fries of Cincinnati took $178,000 from clients and spent it on himself
He replaces Stuart Katz, who continues as the firm’s CIO
Tax rate for those with incomes above $1 million will rise to 10.75% from 8.97%
The HSA business is set to evolve as financial wellness programs proliferate
SGC Financial and Insurance Services in San Mateo, California, has 13 advisers
