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House overwhelmingly passes aid bill
REGULATION, LEGAL & COMPLIANCE APR 24, 2020
House overwhelmingly passes aid bill

President Trump is scheduled to sign the $484 billion coronavirus stimulus package Friday

3 Questions: Brian Hamburger on adviser recruiting
INDEPENDENT BROKER DEALERS APR 23, 2020
3 Questions: Brian Hamburger on adviser recruiting

The founder and CEO of MarketCounsel discusses whether advisers are rethinking their plans to go independent

Employers weigh cuts in plan contributions, record keepers say
RETIREMENT PLANNING APR 23, 2020
Employers weigh cuts in plan contributions, record keepers say

Most plan participants are not shifting allocations, but they are looking for loans or hardship withdrawals

Dispelling CARES Act confusion
RETIREMENT PLANNING APR 23, 2020
Dispelling CARES Act confusion

Ed Slott clears up questions about how the CARES Act will affect required minimum distributions

COVID-19’s impact on DC plans may be manageable
RETIREMENT PLANNING APR 22, 2020
COVID-19’s impact on DC plans may be manageable

Market volatility may be biggest factor in producing retirement shortfalls, according to the Employee Benefit Research Institute

SEC settles fraud charges against Ponzi-scheme participant
REGULATION, LEGAL & COMPLIANCE APR 22, 2020
SEC settles fraud charges against Ponzi-scheme participant

Former adviser Barry Bekkedam will pay a $100,000 fine plus interest

By the Numbers: COVID-19 and alts
ALTERNATIVES APR 22, 2020
By the Numbers: COVID-19 and alts

InvestmentNews Chief Content Officer George Moriarty looks at why some broker-dealers are halting sales of real estate products and whether the rush to gold will continue

What does the Secure Act mean as we emerge from quarantine?
PRACTICE MANAGEMENT APR 22, 2020
What does the Secure Act mean as we emerge from quarantine?

Ed Slott offers some tax strategies for you and your clients to consider in 2020.

TriplePlay: Embracing a specialty to build up business
PRACTICE MANAGEMENT APR 21, 2020
TriplePlay: Embracing a specialty to build up business

Claire Akin outlines three ways advice firms can attract clients and charge a premium for specialized services

No free lunch (not even for Tom Hanks) on IRA distributions
RETIREMENT PLANNING APR 21, 2020
No free lunch (not even for Tom Hanks) on IRA distributions

Ed Slott separates fact from fiction about how the CARES Act will affect clients’ retirement savings