InvestmentNews

InvestmentNews
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OSJ managing $260 million switches to LPL from Sagepoint
NEWS RIAS JAN 16, 2020
OSJ managing $260 million switches to LPL from Sagepoint

Mike Sisco forms Paradigm Wealth Partners, based in Des Moines, Iowa

Miracle Mile Advisors hires team from Payden & Rygel
NEWS RIAS JAN 16, 2020
Miracle Mile Advisors hires team from Payden & Rygel

Trio managed $2 billion for small and mid-sized institutions

Advisers continue to increase allocations to ETFs, study finds
INVESTING MUTUAL FUNDS JAN 15, 2020
Advisers continue to increase allocations to ETFs, study finds

RIAs, younger advisers heaviest users of exchange-traded funds, says Broadridge

CFP ranks grew by 3.9% in 2019
YOUR PRACTICE PRACTICE MANAGEMENT JAN 15, 2020
CFP ranks grew by 3.9% in 2019

More minority members and women gained certification

Supreme Court returns IBM retirement plan case to lower court
RETIREMENT RETIREMENT PLANNING JAN 15, 2020
Supreme Court returns IBM retirement plan case to lower court

The lawsuit claims plan managers didn’t do enough to protect employees from stock losses

Matt Brinker joins Merchant Investment Management
YOUR PRACTICE PRACTICE MANAGEMENT JAN 14, 2020
Matt Brinker joins Merchant Investment Management

Former United Capital exec will identify future equity partnerships

Cerity Partners acquires $3 billion EMM Wealth
NEWS RIAS JAN 14, 2020
Cerity Partners acquires $3 billion EMM Wealth

The addition of the New York-based RIA brings Cerity's AUM to $26 billion

Russell’s wish list for DC plans
RETIREMENT RETIREMENT PLANNING JAN 13, 2020
Russell’s wish list for DC plans

Improving 401(k)s is likely to make them look more like defined-benefit plans, according to Russell

Rick Suarez to head $7.5 billion Clarfeld/Citizens Private Wealth
NEWS BROKER DEALERS JAN 13, 2020
Rick Suarez to head $7.5 billion Clarfeld/Citizens Private Wealth

Suarez succeeds firm founder Rob Clarfeld, who becomes executive chairman

Managing 401(k) fees remains top plan sponsor concern
RETIREMENT RETIREMENT PLANNING JAN 13, 2020
Managing 401(k) fees remains top plan sponsor concern

Callan survey suggests plan sponsors should consider indirect revenues in fee reviews