RIA BlackCrown violated procedure by filing antitrust lawsuit without attorney
Also censures firm, again, for not paying discounts to eligible customers
Global study found 77% of this age group consider environmental, social and governance concerns more important than returns
New York’s BlackCrown files antitrust suit saying deal would decimate small firms
Finra also fines firm $800,000 for failure to supervise UIT rollovers
State regulators also see trouble in real estate, cryptocurrencies and social media investments
Finra and exchanges say firm’s clients generated more than 50,000 alerts
Agency says Keith Springer also tried to hide previous regulatory problems
Transamerica study warns that 'leakage' from plans could threaten retirement
Christopher Stanford and Matthew Douglas are joining the employee unit
