Morningstar's annual look at education plans finds total assets unchanged in 2018.
Benjamin Bourgeois Jr. failed to give regulator information for its investigation.
Information is intended to help promote greater reporting of suspected financial exploitation.
Father-and-son duo in Lufkin, Texas, affiliates with B-D and uses RIA platform.
Adds names of 16 "advisers" and unlicensed financial firms to civil suit.
Three-adviser team creates IronRidge Wealth Management in Basking Ridge, N.J.
Sales of high-commission notes and private placements were at issue.
Argent Bridge Advisors, based in Vienna, Va., changes RIA and B-D platforms.
Three-adviser group in Richmond, Va., joins firm's employee unit.
Florida-based Dakota adds Ohio-based, woman-owned firm and $258 million in AUM.
