InvestmentNews

InvestmentNews
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Investors worldwide support ESG investing, but still want performance
INVESTING ESG MAY 16, 2019
Investors worldwide support ESG investing, but still want performance

Global survey by Natixis polled 12,375 individual investors, financial advisers and institutional investors

Merrill Lynch duo managing $1 billion moves to Raymond James
NEWS INDUSTRY NEWS MAY 16, 2019
Merrill Lynch duo managing $1 billion moves to Raymond James

William Seyle and Tim Hickey join employee unit in Allentown, Pa.

Hybrid adviser managing $140 million switches affiliation from FSC to LPL
NEWS INDUSTRY NEWS MAY 15, 2019
Hybrid adviser managing $140 million switches affiliation from FSC to LPL

Six-person Michigan Retirement Advisors is based in Bloomfield Hills.

Four-adviser team managing $530 million at UBS goes independent
NEWS INDUSTRY NEWS MAY 13, 2019
Four-adviser team managing $530 million at UBS goes independent

Hybrid firm will use Schwab as its custodian.

Finra bars former America Northcoast rep over unsuitable ETF trades
INVESTING MUTUAL FUNDS MAY 10, 2019
Finra bars former America Northcoast rep over unsuitable ETF trades

Dominic Tropiano made 52 trades in two customers' accounts without their knowledge.

ETF investors see gyrating markets over next six months
INVESTING MUTUAL FUNDS MAY 10, 2019
ETF investors see gyrating markets over next six months

Schwab study finds ETF investors view vehicle as way to manage volatility.

Only 13% of adult children would use parents' adviser: Cerulli
YOUR PRACTICE PRACTICE MANAGEMENT MAY 09, 2019
Only 13% of adult children would use parents' adviser: Cerulli

Almost 9 in 10 said they never even considered it.

California hybrid managing $200 million switches from Cetera to SA Stone
NEWS INDUSTRY NEWS MAY 09, 2019
California hybrid managing $200 million switches from Cetera to SA Stone

SB Wealth of San Clemente will use firm's broker-dealer and RIA.

Cresset acquires $500 million Cypress Wealth Advisors
NEWS RIAS MAY 02, 2019
Cresset acquires $500 million Cypress Wealth Advisors

Acquisition brings two-year-old Cresset's AUM to $4.5 billion.

Cerity Partners acquires $500 million hybrid
NEWS RIAS MAY 02, 2019
Cerity Partners acquires $500 million hybrid

Fort Worth-based Karsten Advisors has offices in Texas and Colorado.