These are the first models to include exchange-traded funds.
Reynolds becomes chairman of Great-West Lifeco US
The Alliance for Lifetime Income will be sole sponsor of the band's shows in the U.S. this year.
Three of the five hybrids are located near San Diego; two are in Louisville, Ky.
Bhenoy Dembla entered fictitious trades to circumvent Class B sales limits.
Complex case involved suicide, excessive trading and unauthorized transfers.
Napa, Calif.-based RIA expands firm's footprint in Bay Area.
The lottery winner, James Groves, was awarded $3.3 million, and Asante Samuel, who retired in 2013 after an 11-year career with the New England Patriots, Philadelphia Eagles and Atlanta Falcons, will receive $879,000.
This is the eighth action against a bank or broker, and fourth action against a depositary bank, resulting from the SEC's ongoing investigation into abusive ADR pre-release practices.
