Super OSJ controlling $175 million in assets moves to Securities America

Super OSJ controlling $175 million in assets moves to Securities America
Lanzetta Group's 11 advisers formerly were affiliated with Questar Capital.
MAR 12, 2019
The Lanzetta Group, whose 11 affiliated advisers control approximately $175 million in client assets, has switched affiliations from Questar Capital Corp., to Securities America. (More: See more adviser moves in InvestmentNews' Adviser on the Move database.) The group, led by John Lanzetta, is a "super" office of supervisory jurisdiction, with practices in Pennsylvania, Connecticut and Florida. Mr. Lanzetta, who is principal of LifeSpan Financial in Quakertown, Pa., serves as the group's OSJ. Mr. Lanzetta began his securities career in 1992 and was associated with 12 firms before affiliating with Questar in 2006.

Latest News

Fintech bytes: Envestnet reaffirms $1B RIA commitment with Tamarac tech investment
Fintech bytes: Envestnet reaffirms $1B RIA commitment with Tamarac tech investment

Also, Orion has added BlackRock, Fidelity, and Vanguard to its custom portfolios suite, and RedBlack has set up a new headquarters after crossing a trillion-dollar milestone.

RIA moves: Maridea acquires multigenerational practice in Pennsylvania debut
RIA moves: Maridea acquires multigenerational practice in Pennsylvania debut

Also, New York-based Legacy Edge Advisors names its first-ever CEO, while Novare Capital Management hires a Vanguard veteran with a multigenerational planning focus.

Private equity eyes 401(k) plans, but fees remain a hurdle
Private equity eyes 401(k) plans, but fees remain a hurdle

Asset managers are racing to bring private market products to retirement plans, but cost and liquidity concerns linger.

IRS floats proposal ending tax breaks for schools that weigh race
IRS floats proposal ending tax breaks for schools that weigh race

Treasury's latest tax-exemption crackdown on private schools lands in the wake of a separate push to restrict refundable credits for some immigrant filers.

Trust over tech: The hidden signal of stock success in the AI era
Trust over tech: The hidden signal of stock success in the AI era

Workforce trust measures predicted which companies came out ahead during COVID-19. The same dynamic may now be playing out across the AI transition — and the data suggests the spread could be just as wide.

SPONSORED Direct indexing webinar targets tax-loss harvesting amid market swings

Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains

SPONSORED Who builds the income when the pension disappears?

Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income