Billionaire bond manager says a rate above 2% risks destabilizing the U.S. economy.
Chicago bank has 12 brokers at 21 metropolitan locations.
Finra barred Matthew Cochran for opening accounts held by 98 customers in trading ruse.
Jason Hemeon joins firm's employee unit in the Washington suburbs.
Firm has settled 13 claims and paid customers of Thomas Alan Meier $2.5 million.
Finra panel says firm was liable for breach of contract and unsuitability.
Electronic Transaction Clearing censured and will pay $80,000 penalty.
Industry leaders weigh in on the ruling that changed the fate of the Labor Department's fiduciary rule.
Stephen Woods allegedly settled customer complaint on his own.
FBI agents have interviewed some wealth-management employees.
