Putnam research reveals more frequent, but less personal, adviser communications.
Regulator claims Frederick David Holloway replaced lower-cost variable annuities with higher-cost ones without ensuring they were suitable or in their clients' best interests.
Firm looked the other way over Douglas Greenberg's legal run-ins, according to New York Times
Clyde Mick Jones accused of breach of fiduciary duty, violating state law.
Firm charges call center rep Benjamin Linser with taking client data
Austin, Texas-based Meritage's eight-person team will join larger firm's office.
Holly Arbuckle opted out of testifying at inquiry.
Regulator was investigating Matthew Singer's options recommendations.
Cody Rock resigned from State Farm in September.
Agency says firm failed to take action against pump-and-dump fraud.
