Broker Christopher 'Smitty' Cervino and investment adviser Sheik F. Khan defrauded investors out of million of dollars, according to the U.S. Attorney's Office.
Greg Greenberg switches firms in Overland Park, Kansas.
LongView moves to Raymond James, Corinthian to Summit.
Cornerstone Wealth affiliates with Mutual Securities; custodies at Fidelity.
Regulator was investigating Matthew Peregoy's possible misuse of funds.
Gayle Johnson based in Santa Fe, N.M., goes RIA.
Jose Lopez and Misael Lugo are joining the firm's employee channel in Orlando, Fla.
Tom Hankins and Jay Lauzon are based in Flint, Mich.
Succeeds Eleanor Blayney in efforts to address shortage of women in financial planning.
Bradley Mascho already charged by SEC with abetting fraud.
