Former CEO of RBC Wealth Management will focus on retail.
Four-adviser group, Z3 Capital Partners, is based in Richmond, Va.
Dennis Hall joins a New Jersey indie practice affiliated with FiNet.
Charges firm's execs with lying to investors in real estate deals.
Parent of FSC, Royal Alliance, SagePoint and Woodbury added $13 billion in AUA.
Broker Christopher 'Smitty' Cervino and investment adviser Sheik F. Khan defrauded investors out of million of dollars, according to the U.S. Attorney's Office.
Greg Greenberg switches firms in Overland Park, Kansas.
Cornerstone Wealth affiliates with Mutual Securities; custodies at Fidelity.
LongView moves to Raymond James, Corinthian to Summit.
Regulator was investigating Matthew Peregoy's possible misuse of funds.
