Cloud-based system eliminates need for third-party.
Investors Bank brokerage operation has 65 licensed representatives.
Broker Collin Rigler and associate Eric Montijo based in Los Angeles.
Advisors Southeastern Alliance was affiliated with INVEST Financial.
Larry Boggs exercised discretion in five accounts without written authorization.
Broker David Lloyd Barber and Madison Avenue Securities to pay all fees, costs.
Bruce Meyers also fined $75,000 for supervision failures and barred from serving as a principal or supervisor.
Site recommends questions investors should ask before hiring a financial adviser.
Mark Love and firm to pay $100,000 for failing to disclose fund tie.
Three-broker team, Affinity Wealth Partners, is based in Springfield, Mo.
