Atlanta-based Scott McQuilken and Richard Reasoner affiliate with Arkadios Capital.
Using institutional shares would have saved investors $1.1 million, agency says.
Finra arbitration panel awards estate of former RBC client $212,000 for alleged elder abuse and unsuitable trades.
Father-and-son William and Parker Wiseman join employee unit in Boston.
William Garbarino allegedly covered up phony signatures on customer forms.
The AMP digital offering integrates with eMoney tools.
State-registered RIAs in Oregon and California steered best trades to own accounts.
Financial Planning Association expects to increase offerings to younger advisers over next year.
Envoy Advisory, in Colorado, allegedly overcharged its minister clients.
