Ms. McAlister 'manipulated and falsely reported' a key financial metric, agency charges.
Bank of America insider provided tips on major M&A transactions
Mercer manages about $11 billion in assets, while Blue Moon manages $90 million.
Agency says manager overcharged funds $1.5 million
Head of New York-based firm led scheme to sell shares at inflated prices, says regulator.
Kansas-based firm managing $340 million had been affiliated with National Planning Corp.
George Dahl appeared at Finra hearing but did not provide requested testimony.
Paul Lang joins firm's employee channel in Roswell, Ga.
Louis Martin Blazer III of Pittsburgh, Pa.-based Blazer Capital Management was barred last year
Senators seek clarification on 2-year-old rule that gave surviving spouses certain rights.
