Duo scammed 100 investors in pump-and-dump scheme.
Acquisition adds content for adviser information service.
eMoney Advisor is launching eMoney for Enterprise, a division it hopes will increase the financial-planning software company's penetration of large RIA firms, banks and broker-dealers.
Massachusetts orders Investment Professionals Inc. to pay $100,000 fine.
Measure directs Labor and Treasury Departments to allow employers and sole-proprietors participating in similar retirement plans to file a single aggregated Form 5500.
Wall Street Journal columnist notes health care resolution must come first, making any tax reform more distant.
They leave Summit, Sterne Agee and Edward Jones to form independent firm.
Ashley Banks and Donna Carroll, who operate as the Banks Carroll Group, specialize in working with female clients.
