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RETIREMENT RETIREMENT PLANNING MAR 22, 2017
Bipartisan bill seeks to ease hurdle for small-business retirement plans

Measure directs Labor and Treasury Departments to allow employers and sole-proprietors participating in similar retirement plans to file a single aggregated Form 5500.

YOUR PRACTICE PRACTICE MANAGEMENT MAR 22, 2017
Raymond James picks up $112 million team from Morgan Stanley

Ashley Banks and Donna Carroll, who operate as the Banks Carroll Group, specialize in working with female clients.

NEWS BROKER DEALERS MAR 22, 2017
Merrill loses $350 million team to Raymond James

Five-person group joins employee unit in Williamsport, Pa.

NEWS INDUSTRY NEWS MAR 21, 2017
Raymond James attracts $350M Merrill team

Five-person group opens firm's first office in Williamsport, Pa.

NEWS INDUSTRY NEWS MAR 20, 2017
Adviser gets seven years for Ponzi scheme

Patrick Churchville of Providence, R.I., found guilty of conning investors out of $21 million.

NEWS INDUSTRY NEWS MAR 20, 2017
Clients aren't listening on purpose: behavioral finance report

YOUR PRACTICE PRACTICE MANAGEMENT MAR 20, 2017
Wells Fargo loses employee broker duo to Raymond James

Team in Virginia manages $138 million in assets.

INVESTING MUTUAL FUNDS MAR 17, 2017
Small funds get less Morningstar attention, says industry watcher

Mutual Fund Observer finds many five-star small funds no longer covered.

NEWS INDUSTRY NEWS MAR 16, 2017
Former adviser sentenced to six months for insider trading

Ex-Oppenheimer employee in Providence must also forfeit $386,000

RETIREMENT RETIREMENT PLANNING MAR 15, 2017
InvestmentNews expands retirement plan adviser coverage

<i>InvestmentNews</i> announced Wednesday that it is expanding its retirement plan adviser coverage by recruiting a nationally recognized expert of that growing market to help guide its efforts.