InvestmentNews

InvestmentNews
Displaying 4048 results
PRACTICE MANAGEMENT FEB 09, 2017
Women cope better financially with later-in-life divorce than men: CPA survey

Many more older women apt to seek out financial advice, increase savings and spend less

REGULATION, LEGAL & COMPLIANCE FEB 09, 2017
Trump call for DOL fiduciary rule review could open door to uniform standard

Brokerage business foes say they want a better rule; others call that a ruse

John Bogle: Demise of fiduciary rule would be 'step backward' for nation
REGULATION, LEGAL & COMPLIANCE FEB 09, 2017
John Bogle: Demise of fiduciary rule would be 'step backward' for nation

'Fiduciary principle' will survive regardless of rule outcome, Times op-ed predicts

Focus Financial adds $800M Lone Star State firm
RIA NEWS FEB 09, 2017
Focus Financial adds $800M Lone Star State firm

CFO4Life left LPL in 2012 to go independent

REGULATION, LEGAL & COMPLIANCE FEB 08, 2017
Envestnet to deliver online, in-person fiduciary training programs

Tech provider teams with The Retirement Advisor University for curriculum

FINTECH FEB 08, 2017
Lovell Minnick buys majority stake in Foreside Financial

Private equity firm adds Maine-based compliance and distribution consultants

PRACTICE MANAGEMENT FEB 07, 2017
Trouble keeping Next Gen advisers motivated? It may be normal

Study finds worker happiness declines, stress increases after first-year honeymoon

Washington RIA found guilty of ripping off Mike Tyson
RIA NEWS FEB 07, 2017
Washington RIA found guilty of ripping off Mike Tyson

Brian Ourand admitted taking $250,000 from the former heavyweight champion and $500,000 from former NBA star Glen Rice and at least two other pro athletes.

REGULATION, LEGAL & COMPLIANCE FEB 07, 2017
Fidelity survey finds advisers still focusing on DOL rule implementation

Almost half of advisers haven't slowed their compliance plans despite talk of delays

RIA NEWS FEB 06, 2017
Nearly 60% of Americans don't have wills

Most Republicans have one, but just 38% of Democrats do; two-thirds of parents with young kids are intestate