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RIA NEWS NOV 28, 2007
Sigma CCO charged with child molestation

Michael John Brooks is charged with four counts of second degree criminal sexual misconduct.

RIA NEWS OCT 08, 2007
Community Leadership Awards

Ken Clark, Barry Glassman, Gerry Strid and Arnerich Massena &#38; Associates Inc. were named winners of the 2007 Community Leadership Awards, which were presented by the Invest in Others Charitable Foundation and <i>InvestmentNews</i>, late last month in New York.

INDEPENDENT BROKER DEALERS MAR 02, 2007
LPL buys most B-Ds of Pacific Life

After eight months of negotiations, LPL Financial Services Inc. this morning finalized the details of its acquisition of the majority of the broker-dealers owned by Pacific Life Co. of Newport Beach, Calif.

RIA NEWS SEP 28, 1998
MARTIN T. SOSNOFF: "FOR ME, AIG IS THE COCA-COLA OF THE INSURANCE INDUSTRY"

A Q&A with possibly the scrappiest money manager around.