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Captrust acquires Minnesota firm managing $770 million
RETIREMENT PLANNING APR 24, 2023
Captrust acquires Minnesota firm managing $770 million

Minnetonka-based QA Wealth Management specializes in working with Big 4 tax, audit and consulting professionals,

Barclays to shut 21 ETNs a year after major error tied to products
ETFS APR 19, 2023
Barclays to shut 21 ETNs a year after major error tied to products

The redemption announcement comes after the UK-based lender said it had erroneously sold $15 billion more structured notes and ETNs over the course of about a year than it had registered for.

Edward Jones advisor overseeing $380 million switches to Raymond James
INDEPENDENT BROKER DEALERS APR 19, 2023
Edward Jones advisor overseeing $380 million switches to Raymond James

Willard Causey and two staffers operate as Causey Financial Group in Durham, North Carolina.

Atria buys Grove Point Financial from Kestra
RIA NEWS APR 18, 2023
Atria buys Grove Point Financial from Kestra

Rockville, Maryland-based Grove Point has $15 billion in assets and roughly 400 advisors; it was known as H. Beck before Kestra acquired it in 2017.

LPL nabs $3.1 billion advisor network from Geneos
RIA NEWS APR 18, 2023
LPL nabs $3.1 billion advisor network from Geneos

Michigan-based CG Advisor Network, which had custodied with TD Ameritrade, will now use LPL as its primary custodian and broker-dealer.

Advisor Group adds $212 million team from Cetera
INDEPENDENT BROKER DEALERS APR 18, 2023
Advisor Group adds $212 million team from Cetera

Westlake Village, California-based Silverberg Wealth Management is joining NWF Advisory Group, which is affiliated with Royal Alliance.

Niche advisory practice has unusual focus
THE INVESTMENTNEWS PODCAST APR 17, 2023
Niche advisory practice has unusual focus

Jeff talks to Lindsey Swanson, who founded and runs a niche advisory practice, Stripper Financial Planning. Lindsey takes us through how she identified her niche working with sex workers, and how she used tools like SEO and her desire to serve an underserved demographic to help define and grow her business. 

Tax insights your CPA never told you
RETIREMENT PLANNING APR 17, 2023
Tax insights your CPA never told you

Here are three tax insights you can pass on to your clients when you've exhausted all the customary ones.

Introducing the 2023 Excellence in Diversity, Equity & Inclusion honorees
PRACTICE MANAGEMENT APR 14, 2023
Introducing the 2023 Excellence in Diversity, Equity & Inclusion honorees

InvestmentNews is proud to present our sixth annual Excellence in Diversity, Equity and Inclusion Award individual winners and firm finalists. The 15 individuals and 37 firms are superstars when it comes to boosting awareness of the need and the importance of creating a more diverse financial advice profession.

$400 million team in Arizona joins LPL from PlanMember Securities
INDEPENDENT BROKER DEALERS APR 13, 2023
$400 million team in Arizona joins LPL from PlanMember Securities

Scottsdale-based One2One Wealth Strategies will align with Mariner Advisor Networks, which will provide portfolio consulting and tax services.