InvestmentNews

InvestmentNews
Displaying 4011 results
Pass rate was 64% on the November CFP exam
PRACTICE MANAGEMENT DEC 07, 2022
Pass rate was 64% on the November CFP exam

Just 4% of the 3,204 candidates took the test remotely. Registration for the March exam is open until Feb. 21.

Sanctuary launches firm aimed at Latin American clients
RIA NEWS DEC 06, 2022
Sanctuary launches firm aimed at Latin American clients

Miami-based Diagonal Investment Office will be led by sector veterans Rodolfo 'Rudy' Rake and Santiago Rey.

Morgan Stanley rep managing $150 million opts for B. Riley
RIA NEWS DEC 06, 2022
Morgan Stanley rep managing $150 million opts for B. Riley

David B. Whitacre joins the firm in Chicago after a decade with the wirehouse.

Mercer acquires $850 million Michigan RIA
RIA NEWS DEC 06, 2022
Mercer acquires $850 million Michigan RIA

The deal for Ann Arbor-based Vintage Financial Services expands Mercer's presence in Michigan.

Raymond James introduces data-driven actionable insights
FINTECH DEC 06, 2022
Raymond James introduces data-driven actionable insights

The application, called ‘Opportunities,’ is intended to prompt adviser-client communication.

ACA Group acquires Advanced Regulatory Compliance
FINTECH DEC 06, 2022
ACA Group acquires Advanced Regulatory Compliance

ARC, based in Beverly Hills, California, provides compliance solutions for registered investment advisory firms.

SVB names Erin Platts president of SVB Private
PRACTICE MANAGEMENT DEC 05, 2022
SVB names Erin Platts president of SVB Private

The bank appointed David Sabow to succeed Platts as CEO of Silicon Valley Bank UK and head of EMEA.

Gary Zimmerman talks MaxMyInterest and why he believes we need a recession
THE INVESTMENTNEWS PODCAST DEC 05, 2022
Gary Zimmerman talks MaxMyInterest and why he believes we need a recession

Jeff takes the pod solo this week with his guest Gary Zimmerman, Founder of MaxMyInterest.com. Gary explains how MaxMyInterest was born from his experience during the financial crisis. Jeff and Gary discuss Gary's thoughts on why inflation is here to stay and may well be an indicator of future social and political instability, and how a recession may be our only hope of quelling inflation.

Waverly Advisors acquires $186 million RIA
RIA NEWS DEC 05, 2022
Waverly Advisors acquires $186 million RIA

Wall Advisors was established in 1986 by H. Lee Wall, founding partner of affiliated CPA firm Wall Titus.

Lincoln Financial team managing $650 million moves to LPL
INDEPENDENT BROKER DEALERS DEC 05, 2022
Lincoln Financial team managing $650 million moves to LPL

Financial House, a six-adviser group based in Centreville, Delaware, was established more than 30 years ago and is now in its second generation of owners.