James Rogers

An award winning journalist, James Rogers joined InvestmentNews in January 2026 after spending more than three years as a financial columnist at Dow Jones' MarketWatch. He previously worked at Financial Times Specialist, Fox News, and the Street.com, where he was the Managing Editor. He is a former Strictly Financials Fellow at the Reynolds Center for Business Journalism and previously embedded with the U.S. military in Afghanistan. He is a long-suffering fan of the English soccer team Everton. 

James Rogers
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SEC enforcement director resigns after just six months in the role
REGULATION, LEGAL & COMPLIANCE MAR 16, 2026
SEC enforcement director resigns after just six months in the role

Judge Margaret “Meg” Ryan has been acting head of the SEC’s enforcement division since Sept. 2, 2025.

SEC wants more ‘realistic’ view of small advisory firms by redefining them, says commissioner
COMPLIANCE MAR 16, 2026
SEC wants more ‘realistic’ view of small advisory firms by redefining them, says commissioner

“The definition is so out of date,” SEC Commissioner Hester Peirce told InvestmentNews.

This is how advisors are tackling client demand for ETFs, says Independent Advisor Alliance
ETFS MAR 16, 2026
This is how advisors are tackling client demand for ETFs, says Independent Advisor Alliance

“The great advisor is going to be ahead of what their clients are asking,” says David Buzo, chief marketing officer at Independent Advisor Alliance.

GDP growth slashed and latest inflation data a 'troubling signal'. Here is what it means for advisors
EQUITIES MAR 13, 2026
GDP growth slashed and latest inflation data a 'troubling signal'. Here is what it means for advisors

"With inflation still running hot, the bar for cutting rates in the near term remains high," said John Lloyd, global head of multi-sector credit and portfolio manager at Janus Henderson Investors.

FINRA establishes temporary trade reporting exception for overnight equity transactions
REGULATION, LEGAL & COMPLIANCE MAR 12, 2026
FINRA establishes temporary trade reporting exception for overnight equity transactions

The change is in response to member concerns about reporting certain overnight activity.

Fund industry’s top performers clinch honors at Lipper awards
MUTUAL FUNDS MAR 12, 2026
Fund industry’s top performers clinch honors at Lipper awards

Fidelity and Franklin Templeton were big winners at the awards, which celebrate the industry’s top funds and fund management firms.

Merit lands $434M team in Marietta, tightens SEI partnership
RIA NEWS MAR 11, 2026
Merit lands $434M team in Marietta, tightens SEI partnership

“We’re really leaning into SEI and helping create a more robust partnership,” said Merit Financial Managing Principal Tyler Vernon.

Latest CPI data holds steady. This is what it means for advisors
EQUITIES MAR 11, 2026
Latest CPI data holds steady. This is what it means for advisors

The latest CPI data, a key inflation metric, came in in line with expectations Wednesday, but rising energy costs from the Iran conflict are casting a long shadow.

Want to work with athletes and entertainers? Here's how AI can help you get in the game
PRACTICE MANAGEMENT MAR 10, 2026
Want to work with athletes and entertainers? Here's how AI can help you get in the game

It’s all about the persona, when it comes to marketing to athletes and entertainers, says new research.

Lipper awards set to highlight fund industry stars
MUTUAL FUNDS MAR 09, 2026
Lipper awards set to highlight fund industry stars

“It's going to be an amazing event,” Brandon Adkins, head of Lipper North America Research at the London Stock Exchange Group, told InvestmentNews.