Kelly Nanasy comes to the financial advisor and investment management firm with 30 years of experience, including a successful record as a CFO.
SEC says the firm failed to properly review risks in CLO trades it executed, causing roughly $685K in losses for two counterparties.
The Dynasty Financial partner firm is looking to become a destination of choice for elite financial advisors in the international UHNW space.
The new venture, Parkwoods Wealth Partners, aims to help registered investment advisers overcome the challenges of growth and succession planning.
With 25 years of experience across multiple areas, the alternative investing veteran is set to lead the multi-family office’s next leg of expansion.
The employee-owned firm is building on its 50-year presence in Minnesota with its latest veteran addition.
The broker-dealer giant’s latest addition in San Antonio comes with over two decades of experience, including owning his own RIA.
Vast majority of wealthy individuals have a financial advisor, with two thirds saying they need more than one to manage their affairs.
Alternative asset managers weigh in on the most valued types of education for financial advisors.
The former wirehouse advisor brings 26 years of experience to the firm’s Boulder, Colorado branch.
