Leo Almazora

InvestmentNews

Leo Francis Almazora

Senior Journalist

10 years experience1,025,285 Total views on InvestmentNews in 2025

Leo's specialty topics

RIAs Alternative investments Fintech Mutual funds Practice management

Leo Almazora is the resident US news writer at InvestmentNews, a role he has held since February 2024. He covers a broad range of topics central to the financial advisory industry, including broker-dealer news, registered investment advisor (RIA) activity, advisor recruitment and moves, retirement planning, elder fraud, and wealth technology across the United States. Leo brings nearly a decade of financial journalism experience to his reporting, having developed deep expertise in equities, fixed income, mutual funds, exchange-traded funds (ETFs), alternative investments, and wealthtech through extensive conversations with portfolio managers, financial advisors, and industry executives.

How I think about writing for this industry…

“After a decade of covering wealth management from the Canadian and US perspectives, I've chosen to see this space as a rich industry filled with motivated individuals working against forces that go against their clients' best interest. It's been encouraging to watch the industry from purely focusing on investment products to a more holistic approach that includes financial planning, risk management, retirement planning, charitable giving, and legacy conversations.”

Also published by

Wealth Professional Canada

Featured content from Leo

Pontera cries 'anticompetitive,' Fidelity cites cyber safety in credential sharing standoff 'This came out of the blue': Why firms are pushing back against New Jersey's proposed independent contractor rule From breakaways to breakouts: How Altruist's Jason Wenk sees next-gen RIAs moving forward

Previous experience

  • Key Media — US News Writer
  • Key Meda — Canada editor
  • Key Media — News editor
  • Key Meda — Business journalist

Education

  • Masters in Applied Business Economics, University of Asia and the Pacific
  • Bachelor of Science in Molecular Biology and Biotechnology, University of the Philippines

Read the latest stories by Leo

Leo Almazora
Displaying 3388 results
BofA rolls out retirement income portfolios
RETIREMENT PLANNING MAR 25, 2024
BofA rolls out retirement income portfolios

The products, available to Merrill's clients, are designed to provide retirees with reliable income over 25 years.

ACA ramps up regulatory support for wealth firms
RIA NEWS MAR 25, 2024
ACA ramps up regulatory support for wealth firms

The provider of governance, risk and compliance solutions has unveiled a dedicated practice group for wealth managers.

Raymond James scoops up $265M advisor in Pennsylvania
INDEPENDENT BROKER DEALERS MAR 25, 2024
Raymond James scoops up $265M advisor in Pennsylvania

The latest recruit to join the firm’s independent advisor channel comes with a three-decade record, including 10 years at Merrill Lynch.

Finra orders Morgan Stanley to pay ex-brokers roughly $3M
INDEPENDENT BROKER DEALERS MAR 25, 2024
Finra orders Morgan Stanley to pay ex-brokers roughly $3M

An arbitration panel rules in favor of former advisors who claimed the firm had delayed compensating them for their work, violating ERISA rules.

LPL swipes $580M team from Merrill Lynch
WIREHOUSES MAR 25, 2024
LPL swipes $580M team from Merrill Lynch

The Florida-based sibling advisors are carrying on their father’s legacy with an RIA focused on high-net-worth families and business owners.

AI partnership takes aim at workers’ student debt
RETIREMENT PLANNING MAR 22, 2024
AI partnership takes aim at workers’ student debt

Workplace fintech and fiduciary retirement plan provider team up to help more plan sponsors and participants with student loan matching solutions.

Empower unveils comprehensive retirement income suite
RETIREMENT PLANNING MAR 22, 2024
Empower unveils comprehensive retirement income suite

The DC plan provider is rolling out an expansive shelf of retirement solutions through multiple partnerships.

Rockefeller expands California presence with $1B JPMorgan team
RIA NEWS MAR 22, 2024
Rockefeller expands California presence with $1B JPMorgan team

The firm is bolstering its profile in the San Francisco Bay Area with a high-net-worth practice that includes a father-son advisor duo.

Bordeaux expands aerospace focus with merger
RIA NEWS MAR 22, 2024
Bordeaux expands aerospace focus with merger

The Focus partner firm is eyeing more business from high-flying industry execs as it joins forces with another RIA in Washington.

SEI launches multicustody capability for US wealth platform
FINTECH MAR 22, 2024
SEI launches multicustody capability for US wealth platform

The latest upgrade to platform gives an integrated view of clients’ financial picture, including held-away assets.