Committee votes 21-13 to undo the contentious DOL regulation, paving the way for the measure to be considered by the full House.
The firm is facing a fresh challenge over alleged 'overly broad' and 'illegal' noncompete agreements.
Joint effort by CFTC, NASAA and Finra flags risks and potential fraud, including common falsehoods and scams aimed at IRA investors.
The former rep refused to cooperate with an investigation alleging that he transferred funds from a client account without authorization
The wealth tech provider is revamping its RIA custody offering for advisors by adding thousands of mutual funds.
The Lafayette-based advisor, who founded his firm in 1984, manages $150 million.
The firm is expanding its footprint in California as it scoops up another three advisors from UBS.
The firm is expanding its footprint in North Carolina and Maryland with a multigenerational advisory practice from Valic.
Financial education provider’s latest annual test results show marginal improvement among younger takers, with less than half passing.
Edward Jones research gives an advisor-eye view of shifting trends in wealth transfer conversations and clients’ planning priorities.
