The RIA custody giant is investing in the estate planning tech firm's growth, with near-term plans to make the tool available to its retail clients.
Loan agreements, including one made with a senior client, were also used to fund unapproved advertising ventures as well as personal expenses, according to Finra.
While they might not make it into advisors' toolkits anytime soon, the new offerings could be a good onramp for retail clients to merge into the private investment superhighway.
The tech-forward advisor platform's newest RIA division hire also has experience from LPL and JPMorgan.
Bleakley announces a double addition from Northwestern Mutual while RBC takes in an experienced advisor from US Bank.
The broker-dealer giant has opened up a new management level, elevating several longtime leaders who've supported key pillars of its growth strategy.
Advisor users who are also on the eMoney platform stand to benefit from the newly announced link-ups.
Peter Mallouk's giant RIA firm is strengthening its California presence, while $34 billion EP Wealth extends its Midwest market presence.
The New York-based indie RIA's new chief growth officer comes with a strong background building custodial platforms, including Goldman and Pershing.
Industry research report unpacks trends in advisor channel movement, declines at wirehouse firms, and momentum building towards RIA affiliations.
