In a move that risks slowing down enforcement, staff must reportedly first get a thumbs up from the commission's newly installed Republican-led leadership before formally undertaking investigations.
Collaboration comes as the alternatives-focused tech provider rolls out other enhancements to its leading portfolio construction tool.
Co-founder and managing partner Tim Bello offers perspective on RIA deals, Merchant's "lifecycle equity partners" model, and why the industry could see more capital providers come in.
The broker-dealer giant is pressing on with its strategy to attract advisors as a Connecticut-based team joins its network.
The $11 billion RIA's latest partnerships add $800 million in assets while widening its national network to include 14 offices.
The firm founded by serial fintech entrepreneurs aims to capitalize on its rise to leadership with continued innovation and expanded capacity to meet demand.
RIA giant Summit is closing in on a $20 billion asset milestone, while the New York-based WA looks to extend its Eastern US ambitions.
FSI, IAA, CFP Board, and other voices have coalesced to help even the playing field on taxes for independent financial professionals.
After a three-year plateau, momentum from declining interest rates and surging markets could drive steady increases in dealmaking.
Investment Company Institute issues call to protect DC plans' tax perks and other benefits for American retirement savers.
