Matthew Sellers

Matthew Sellers
Displaying 161 results
Economists expect AI to lift growth, but not transform it — at least not yet
EQUITIES APR 06, 2026
Economists expect AI to lift growth, but not transform it — at least not yet

A sweeping new survey finds that experts across academia, industry and policy largely agree that artificial intelligence will reshape the economy — but disagree sharply about how much.

Insurers reel as share prices plunge after new Trump administration proposal
EQUITIES JAN 27, 2026
Insurers reel as share prices plunge after new Trump administration proposal

Stock price bloodbath as carriers lose tens of billions of dollars of market value.

The AI proficiency mirage on Wall Street’s margins
TRANSFORMATION JAN 23, 2026
The AI proficiency mirage on Wall Street’s margins

Thing your staff are ‘good’ at AI? Think again...

Court dismisses father-son's constitutional challenge to SEC industry ban
REGULATION, LEGAL & COMPLIANCE JAN 09, 2026
Court dismisses father-son's constitutional challenge to SEC industry ban

They paid $25K to settle fraud charges. Now the SEC wants them banned from the industry entirely.

Federal court blocks advisor's direct lawsuit against FINRA over BrokerCheck complaints
INDEPENDENT BROKER DEALERS JAN 06, 2026
Federal court blocks advisor's direct lawsuit against FINRA over BrokerCheck complaints

One advisor thought he found a loophole to clean his record. A federal judge had other ideas.

UBS advisor's family referral leaves client battling for $1.5M transparency
RIA NEWS DEC 23, 2025
UBS advisor's family referral leaves client battling for $1.5M transparency

A Delaware court ruling reveals what can go wrong when advisors mix personal relationships with client investments.

Ninth Circuit affirms Elizabeth Holmes conviction in $452M Theranos fraud case
RIA NEWS DEC 23, 2025
Ninth Circuit affirms Elizabeth Holmes conviction in $452M Theranos fraud case

Twelve investors lost everything to fake blood tests. Now they're getting it all back.

$2.1-billion deal plans to make the next Berkshire Hathaway
RIA NEWS DEC 18, 2025
$2.1-billion deal plans to make the next Berkshire Hathaway

Major Wall Street figure in ‘milestone’ acquisition

US court backs Uruguay asset freeze on Jefferies client accounts
RIA NEWS DEC 18, 2025
US court backs Uruguay asset freeze on Jefferies client accounts

Judge moves to preserve disputed brokerage assets tied to alleged client losses.

Seventh Circuit: investors outrank lender in SEC EquityBuild Ponzi unwind
RIA NEWS DEC 05, 2025
Seventh Circuit: investors outrank lender in SEC EquityBuild Ponzi unwind

A later-recording win isn't guaranteed. The court sided with earlier investors in EquityBuild's Ponzi unwind