Matthew Sellers

Matthew Sellers
Displaying 94 results
Charles Schwab announces TD Ameritrade data breach
YOUR PRACTICE FINTECH JUL 14, 2023
Charles Schwab announces TD Ameritrade data breach

Tens of thousands of clients could have been affected by huge attack resulting from vulnerabilities found in MOVEit file transfer software.

Hightower Advisors gains HNW tax advantage through strategic investment
RETIREMENT TAX JUL 14, 2023
Hightower Advisors gains HNW tax advantage through strategic investment

The deal will enhance the Chicago-based firm's tax advisory services for high-net-worth and business clients.

Credit Suisse bleeds bankers, UBS saves on payouts
YOUR PRACTICE PRACTICE MANAGEMENT JUL 14, 2023
Credit Suisse bleeds bankers, UBS saves on payouts

Rivals have poached dozens of senior Credit Suisse investment bankers in recent months, reducing the need for big redundancy packages for UBS.

Gensler's SEC crypto clampdown hits legal speed bump
INVESTING ALTERNATIVES JUL 14, 2023
Gensler's SEC crypto clampdown hits legal speed bump

A U.S. District Court judge pushes back against the SEC's attempt to regulate Ripple XRP token.

Financial planner guilty of tax fraud on behalf of clients
RETIREMENT TAX JUL 13, 2023
Financial planner guilty of tax fraud on behalf of clients

Charities, shell companies and tax evasion schemes leave a Cleveland advisor in hot water.

Got less than $680,000 to invest? Morgan Stanley doesn’t want your business
YOUR PRACTICE PRACTICE MANAGEMENT JUL 13, 2023
Got less than $680,000 to invest? Morgan Stanley doesn’t want your business

The big wealth manager palms off 'low value' clients in Australia.

Wells Fargo loses $145 million advisor to LPL
NEWS BROKER DEALERS JUL 12, 2023
Wells Fargo loses $145 million advisor to LPL

Broomall, Pennsylvania-based David W. Rodgers moves for “breadth and depth of services.”

JPMorgan Chase announces layoffs
YOUR PRACTICE PRACTICE MANAGEMENT JUL 12, 2023
JPMorgan Chase announces layoffs

Meanwhile, the firm chases Silicon Valley Bank business by hiring overseas.

Is the inflation crisis over?
NEWS INDUSTRY NEWS JUL 12, 2023
Is the inflation crisis over?

Latest Bureau of Labor Statistics CPI figures defy expectations as housing, insurance power ahead.

CFPB slams BofA with quarter-billion-dollar settlement
NEWS WIREHOUSES JUL 11, 2023
CFPB slams BofA with quarter-billion-dollar settlement

The bureau will keep $90 million, with the rest going to consumers, Office of the Comptroller of the Currency.