Matthew Sellers

Matthew Sellers
Displaying 112 results
Goldman Sachs Japan president in sudden departure
INDEPENDENT BROKER DEALERS NOV 20, 2023
Goldman Sachs Japan president in sudden departure

Hank Paulson-appointed regional boss abruptly out.

UBS adds to wealth management ranks
RIA NEWS NOV 20, 2023
UBS adds to wealth management ranks

Connecticut team joins with $700 million.

Morgan Stanley International ex-chairman sues for over $15 million in unpaid fees
WIREHOUSES NOV 20, 2023
Morgan Stanley International ex-chairman sues for over $15 million in unpaid fees

Legal battle launched over retainer, success fees.

Big aggressive rate cuts coming within months, say UBS, Morgan Stanley
REGULATION AND LEGISLATION NOV 14, 2023
Big aggressive rate cuts coming within months, say UBS, Morgan Stanley

Goldman Sachs? Not so much.

Your clients don't think Bidenomics has worked for them
REGULATION AND LEGISLATION NOV 13, 2023
Your clients don't think Bidenomics has worked for them

New poll shows concerning numbers for the president.

Giant bank goes old school as hack bites
FINTECH NOV 10, 2023
Giant bank goes old school as hack bites

Regulators, governments try to assess fallout as suspected Russian cyberattack creates mayhem.

$30 billion up for grabs as major bank dumps part of HNW portfolio
RIA NEWS NOV 07, 2023
$30 billion up for grabs as major bank dumps part of HNW portfolio

Who doesn’t want more clients? Well, this wealth management unit for one.

$1.8B penalty over commissions in landmark antitrust case
REGULATION AND LEGISLATION NOV 01, 2023
$1.8B penalty over commissions in landmark antitrust case

Brokerage firms walloped in case that could upend industry.

Investment advisor hit by emergency asset freeze
REGULATION AND LEGISLATION OCT 27, 2023
Investment advisor hit by emergency asset freeze

SEC cracks down on California investment advisor for allegedly defrauding elderly clients.

Trump loses appeal of financial fraud case
REGULATION AND LEGISLATION SEP 28, 2023
Trump loses appeal of financial fraud case

The former president could be back in court as soon as this Monday, with Trump Tower at risk.