Matthew Sellers

Matthew Sellers
Displaying 94 results
SEC hits ESG funds with subpoenas
INVESTING ESG AUG 15, 2023
SEC hits ESG funds with subpoenas

Authorities get tough over green claims.

Everyone is offering incentives — Raymond James
NEWS INDUSTRY NEWS AUG 14, 2023
Everyone is offering incentives — Raymond James

Fee discounting has started. Is this the end of a 'golden era'?

Welcome to the 'Millionaire's Tax'
RETIREMENT RETIREMENT PLANNING AUG 14, 2023
Welcome to the 'Millionaire's Tax'

State launches 9% rate for high earners.

UBS faces new class action
NEWS WIREHOUSES AUG 14, 2023
UBS faces new class action

Even as the bank removes Credit Suisse nameplates, more legal storm clouds roll in.

Rockefeller Capital Management continues expansion as more wealth advisors join the team
NEWS WIREHOUSES AUG 14, 2023
Rockefeller Capital Management continues expansion as more wealth advisors join the team

Firm has big plans for growth, acquisitions.

Real estate surges to new record value
YOUR PRACTICE PRACTICE MANAGEMENT AUG 11, 2023
Real estate surges to new record value

But not everyone is a winner – and here’s why.

Pension fund shareholder suit against Dimon, JPMorgan Chase board fails
RETIREMENT RETIREMENT PLANNING AUG 10, 2023
Pension fund shareholder suit against Dimon, JPMorgan Chase board fails

Judge rules on Epstein-related lawsuit.

Interest rate hikes, jobs forecast, commercial property death spiral, equity-risk premium worries
NEWS INDUSTRY NEWS JUL 31, 2023
Interest rate hikes, jobs forecast, commercial property death spiral, equity-risk premium worries

What you need to know for the week ahead.

Another major bank/broker-dealer hit by SEC action
NEWS REGULATION AND LEGISLATION JUL 28, 2023
Another major bank/broker-dealer hit by SEC action

Big fine expected as the agency looks for another scalp.

Edward Jones named in potential Canadian class action
YOUR PRACTICE FINTECH JUL 27, 2023
Edward Jones named in potential Canadian class action

Investors join nationwide law firm suit.