Matthew Sellers

Matthew Sellers
Displaying 108 results
Your clients don't think Bidenomics has worked for them
REGULATION AND LEGISLATION NOV 13, 2023
Your clients don't think Bidenomics has worked for them

New poll shows concerning numbers for the president.

Giant bank goes old school as hack bites
FINTECH NOV 10, 2023
Giant bank goes old school as hack bites

Regulators, governments try to assess fallout as suspected Russian cyberattack creates mayhem.

$30 billion up for grabs as major bank dumps part of HNW portfolio
RIA NEWS NOV 07, 2023
$30 billion up for grabs as major bank dumps part of HNW portfolio

Who doesn’t want more clients? Well, this wealth management unit for one.

$1.8B penalty over commissions in landmark antitrust case
REGULATION AND LEGISLATION NOV 01, 2023
$1.8B penalty over commissions in landmark antitrust case

Brokerage firms walloped in case that could upend industry.

Investment advisor hit by emergency asset freeze
REGULATION AND LEGISLATION OCT 27, 2023
Investment advisor hit by emergency asset freeze

SEC cracks down on California investment advisor for allegedly defrauding elderly clients.

Trump loses appeal of financial fraud case
REGULATION AND LEGISLATION SEP 28, 2023
Trump loses appeal of financial fraud case

The former president could be back in court as soon as this Monday, with Trump Tower at risk.

Trump guilty of financial, insurance fraud
REGULATION AND LEGISLATION SEP 26, 2023
Trump guilty of financial, insurance fraud

Former president loses New York lawsuit as judge describes 'fantasy world.'

NFP acquires Divergent Wealth Advisors
RIA NEWS SEP 25, 2023
NFP acquires Divergent Wealth Advisors

$675 million team headed by ex-Morgan Stanley alumni helps firm build presence in the West.

Goldman Sachs to back further away from consumers
RIA NEWS SEP 20, 2023
Goldman Sachs to back further away from consumers

Half-billion-dollar sale will see financial giant take a billion-dollar hit.

What you need to know for the week ahead
RIA NEWS SEP 18, 2023
What you need to know for the week ahead

Cheap IPOs, home prices and what's the Fed going to do?