If advisers are truly looking out for the best interests of their clients, the 60-40 portfolio approach needs to change.
Gross' departure yet another opportunity for advisers to reach out to clients and provide sage advice
When purchasing a firm, advisers enter contact with an unpredictable asset: clients.
Finra's latest proposal to bring transparency to broker recruitment bonuses doesn't help the investing public
Calling a broker an adviser is dangerous, and it's time to embrace the black-and-white distinction.
Less transparency for new products seems in conflict with the SEC's interest in increased disclosure of mutual fund holdings.
Devoting the time and energy to helping clients with college selection makes advisers more valuable, strengthens client relationships
The SEC's potential rules to increase disclosure of mutual fund holdings should be applauded.
Regulators are notorious for dragging their feet, and investors suffer when new rules take too long to be finalized.
