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PRACTICE MANAGEMENT MAY 16, 2014
What clients want: Transparency

Financial professionals must find better ways to let clients know why they charge what they do in fees, and why they're worth it.

RETIREMENT PLANNING MAY 14, 2014
Breaking the sacred nest egg

Advisers must explain the foolhardiness of dipping into retirement savings early — especially when a penalty is attached.

FINTECH MAY 14, 2014
Tackle those social-media faux pas

PRACTICE MANAGEMENT MAY 12, 2014
Restoring investors' confidence in the markets

The president of the North American Securities Administrators Association discusses what the financial industry needs to do to rebuild client trust.

LIFE INSURANCE AND ANNUITIES MAY 11, 2014
Finra right to watch indexed annuities

While there is no evidence yet that broker-dealers are taking advantage of investors, the potential for harm remains.

RETIREMENT PLANNING MAY 11, 2014
Too much of a good thing

Don't get too caught up in the good times while nontraded REITs are extremely lucrative and lose sight of proper client allocations.

OPINION MAY 04, 2014
Industry group blasts editorial about nontraded REITs

Plus, another editorial on requiring broker background checks raises new questions.

RIA NEWS APR 28, 2014
Why long-term investors don't need to worry about Flash Boys

In this op-ed, the CEO of one of the country's largest independent brokers, LPL, explains how high-frequency trading does, or doesn't, affect long-term portfolios.

RETIREMENT PLANNING APR 27, 2014
Letters to the Editor

OPINION APR 27, 2014
A report that just gets more special