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REGULATION AND LEGISLATION MAR 23, 2014
DOL and SEC: Don't be intimidated

Time for both agencies to stop dilly-dallying on fiduciary standard.

OPINION MAR 16, 2014
Don't monkey around with IRAs

RETIREMENT PLANNING MAR 16, 2014
IRA rollovers offer a huge opportunity

MUTUAL FUNDS MAR 13, 2014
The Bond King, Pimco and advisers

Advisers should continue to monitor the situation at Pimco closely, explore other options for assets that are housed at the company and keep an open mind.

OPINION MAR 12, 2014
Giving advisers a better read

OPINION MAR 09, 2014
Finra playing its CARDS right

OPINION MAR 09, 2014
Finra diversity event closed to the press

OPINION MAR 05, 2014
Corporate First Amendment rights belong to the shareholders

PRACTICE MANAGEMENT MAR 02, 2014
Prepare early for regulatory exams

PRACTICE MANAGEMENT MAR 02, 2014
Where there's a will, a much easier way

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