Charles Patrick O’Connor, who managed $450 million at Morgan Stanley, has joined Baird in Yakima, Washington, Baird announced Tuesday. Separately, Thomas Helms and Scott Shadid, who led a team managing more than $400 million at Morgan Stanley in Durango, Colorado, also joined Baird.
O'Connor has 23 years of experience, according to his BrokerCheck report, and had been affiliated with Morgan Stanley since 2009.
Helms has 14 years of experience and had been affiliated with Morgan Stanley since 2009, according to BrokerCheck, while Shadid has eight years of experience, all of it at Morgan Stanley. They are joined in the move by staffer Brett Cadwell.
New UMA, direct indexing and asset location capabilities aim to cut manual work for advisors managing personalized portfolios
As notetakers push into account opening, a consultant warns RIAs risk ‘buying redundancy’ instead of capability
The senior recruiter position at LPL Financial can lead to future success and industry leadership.
Hackers are already probing two bugs in software that runs most of the web. European Government and other major sites have already been taken down for emergency patches.
Unclaimed auto accounts can’t take family money, so advisors face questions on 529s, divorce terms, employer funding and stock gifts.
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
