Charles Patrick O’Connor, who managed $450 million at Morgan Stanley, has joined Baird in Yakima, Washington, Baird announced Tuesday. Separately, Thomas Helms and Scott Shadid, who led a team managing more than $400 million at Morgan Stanley in Durango, Colorado, also joined Baird.
O'Connor has 23 years of experience, according to his BrokerCheck report, and had been affiliated with Morgan Stanley since 2009.
Helms has 14 years of experience and had been affiliated with Morgan Stanley since 2009, according to BrokerCheck, while Shadid has eight years of experience, all of it at Morgan Stanley. They are joined in the move by staffer Brett Cadwell.
Eric J. Stone was fired by Fidelity in 2021 after facing claims he took loans from clients.
Chicago-based Curi Capital gets new majority owner as $14 billion RIA eyes acquisitions and expanded family office services
Partnership pairs organic lead detection with paid ad targeting to help end "spray-and-pray" marketing for growth-seeking advisory firms.
Jonathan Lewis joins the wealth management giant as it proceeds with a $2 billion AI and technology push for advisors.
Once focused on retirees, pre-retirees and risk-conscious investors, the category has widened into a wider toolkit to help reassure clients in choppy markets.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income