Bill would dramatically jack up SEC fines on securities firms
Bipartisan legislation introduced last week in Congress would allow the Securities and Exchange Commission to inflict more pain…
Bipartisan legislation introduced last week in Congress would allow the Securities and Exchange Commission to inflict more pain on securities law violators, which could result in higher compliance costs for investment advisers and brokers.
The law would allow the SEC to levy fines of up to $
Learn more about reprints and licensing for this article.