Puzzle Wealth Solutions, a 10-person, six-adviser team that managed $1.2 billion at UBS Financial Services, has gone independent and affiliated with LPL Financial through Gladstone Wealth Partners, an LPL office of supervisory jurisdiction.
Puzzle, which is led by John Klaas and David Millington, has opened offices in Schaumburg, Illinois, a suburb northwest of Chicago.
Klaas started in the industry in 1988 and had been at UBS since 2007, according to his BrokerCheck report. Millington has 21 years of experience and had also been at UBS since 2007.
From outstanding individuals to innovative organizations, find out who made the final shortlist for top honors at the IN awards, now in its second year.
Cresset's Susie Cranston is expecting an economic recession, but says her $65 billion RIA sees "great opportunity" to keep investing in a down market.
“There’s a big pull to alternative investments right now because of volatility of the stock market,” Kevin Gannon, CEO of Robert A. Stanger & Co., said.
Sellers shift focus: It's not about succession anymore.
Platform being adopted by independent-minded advisors who see insurance as a core pillar of their business.
RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.
As inheritances are set to reshape client portfolios and next-gen heirs demand digital-first experiences, firms are retooling their wealth tech stacks and succession models in real time.
