Horizons Financial Group, a hybrid advisory firm managing $375 million in assets in Birmingham, Ala., has switched its broker-dealer and corporate registered investment adviser platforms from Triad Advisors to LPL Financial.
The firm was founded in 2006 by James Nix Jr. and Michael Mashburn Sr. The team includes James Carter and operations officer Andrew Dean.
The senior members of the firm’s leadership team have known each other since 1986, when they all worked in the investment division of Central Bank of the South.
Short sellers previously said the company was under investigation, though Roblox denied allegations.
The Consumer Financial Protection Bureau is in the crosshairs of the Republican group that is widely attempting to dismantle government agencies.
National Securities Corp. sued the advisor in 2020, alleging breach of contract and unjust enrichment.
Recent data support a measured pace by the Federal Reserve for the year ahead.
Financial advisors are still adding alternatives despite the surge in publicly traded stock prices
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