Stabler Wealth Management, a hybrid managing $300 million in Bellevue, Washington, has switched its affiliation from KMS Financial Services, part of Advisor Group, to LPL Financial. Stabler will use LPL’s broker-dealer and registered investment adviser platforms.
Todd Stabler founded the firm in 1989 and was joined in 2017 by Dave Mantell, a long-time family friend who had been a vice president of a portfolio management team at BlackRock.
The move to charge data aggregators fees totaling hundreds of millions of dollars threatens to upend business models across the industry.
The latest snapshot report reveals large firms overwhelmingly account for branches and registrants as trend of net exits from FINRA continues.
Siding with the primary contact in a marriage might make sense at first, but having both parties' interests at heart could open a better way forward.
With more than $13 billion in assets, American Portfolios Advisors closed last October.
Robert D. Kendall brings decades of experience, including roles at DWS Americas and a former investment unit within Morgan Stanley, as he steps into a global leadership position.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
