Winston Wealth Advisors, a hybrid managing $300 million with offices in Lubbock and Dallas, Texas, has switched its broker-dealer affiliation and registered investment adviser platform to LPL.
The firm joins from Securities America, which is part of the Advisor Group network of broker-dealers, and it is the second team in a week making the same affiliation change.
Last Thursday, JFC Financial Services, with 100 advisers and a reported $3 billion in assets, completed its move to LPL. The firm's CEO described Advisor Group's private-equity ownership as "a big negative."
David Winston founded his company 25 years ago and has since purchased two practices from retiring advisers. The business includes financial professionals Dianna Dunlap, Ashley Hougland, Tara Kincaid and Jacob Winston, David’s son. Cassie Hererra provides client support.
The pandemic hit and internships were in chaos but Hannah Moore saw an opportunity.
RIAs need to find universities that offer financial planning programs and sponsor or host events, advisor suggests.
The leading wealth tech provider is helping more advisors access active ETF models through its exclusive partnership.
Case of once-wealthy family highlights risks, raises questions on firms' duties to sophisticated investors suffering cognitive decline.
“The evidence in this case was overwhelming,” says an attorney.
Uncover the key initiatives behind Destiny Wealth Partners’ success and how it became one of the fastest growing fee-only RIAs.
Key insights from Gabriel Garcia on adapting to demographic shifts and enhancing client experience in a changing market
