Three advisers who collectively managed $100 million at three separate broker-dealers have formed a hybrid partnership in Orange City, Fla., that has affiliated with Synergy Wealth Alliance, an office of supervisory jurisdiction for LPL Financial.
The three advisers are Shawn Walton, formerly with Cambridge Investment Research; Debbie Hawksworth, formerly with Edward Jones; and Richard Coloni, formerly with Cetera Advisers.
Synergy Wealth Alliance, which serves approximately $650 million in brokerage and advisory assets, affiliated with LPL in February. It is based in Maitland, Fla.
Short sellers previously said the company was under investigation, though Roblox denied allegations.
The Consumer Financial Protection Bureau is in the crosshairs of the Republican group that is widely attempting to dismantle government agencies.
National Securities Corp. sued the advisor in 2020, alleging breach of contract and unjust enrichment.
Recent data support a measured pace by the Federal Reserve for the year ahead.
Financial advisors are still adding alternatives despite the surge in publicly traded stock prices
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