Two Wells Fargo FiNet reps managing $315 million move to LPL

Two Wells Fargo FiNet reps managing $315 million move to LPL
Brian Wall and Joe Nastasi will merge their practices in the Kansas City, Mo., area
MAY 12, 2020

Brian Wall and Joe Nastasi, whose separate businesses at Wells Fargo Advisors Financial Network collectively manage $315 million, have affiliated with LPL.

Wall has spent 44 years as an adviser and producing branch manager. He went independent in 2012. Nastasi, trained as an engineer, worked at IBM before turning his hobby of investing into a career.

[More:

With the move to LPL, the advisers will merge their independent offices in the Kansas City, Mo., metropolitan area.

Latest News

SEC fines, censures Ohio RIA for failure to supervise rogue remote-work rep
SEC fines, censures Ohio RIA for failure to supervise rogue remote-work rep

The Cincinatti firm reportedly missed multiple signs that the errant advisor misappropriated $728k from clients to fund his gambling, pay personal expenses, and repay other investors.

Bank of America wealth management reports boost in fresh fee-based assets
Bank of America wealth management reports boost in fresh fee-based assets

“There was also cash moving off the sidelines,” one Merrill executive noted.

Advisors weigh in on the heavyweight battle between Apple and NVDA
Advisors weigh in on the heavyweight battle between Apple and NVDA

Wealth managers watch as Apple and NVDA battle it out for the title of the world's largest company.

Broker-dealer giant Osaic taps Kristy Britt as CFO
Broker-dealer giant Osaic taps Kristy Britt as CFO

The PE-backed wealth giant is welcoming the veteran with over 20 years of experience to help lead its next phase of growth.

Wealth firms want asset managers to step up specialist support
Wealth firms want asset managers to step up specialist support

Broadridge industry survey unpacks sentiments and gaps around active ETFs, alts, indexing solutions, and AI adoption.

SPONSORED Destiny Wealth Partners: RIA Team of the Year shares keys to success

Discover the award-winning strategies behind Destiny Wealth Partners' client-centric approach.

SPONSORED Explore four opportunities to elevate advisor-client relationships

Morningstar’s Joe Agostinelli highlights strategies for advisors to deepen client engagement and drive success