Annual top 500 includes 193 American firms
SEC says two firms breached their fiduciary duties and whistleblower rule.
But many are concerned that they face age discrimination.
Report reveals sharp drop in spending intentions among upper-income earners.
Report finds higher levels of financial wellbeing, but there are still stressors.
Expanding network says it's bolstering capabilities to serve clients nationwide.
Edward Jones advisor David Tam on how to manage some often tricky topics.
12 firms agreed to pay the fines to settle charges.
SEC says 10 separate provisions of the law were violated by two firms.
It marks the California based advisory network's 11th deal in 15 months.
