The First Ascent Asset Management TAMP will operate as a separately branded subsidiary of GeoWealth.
This month's highlights include Conquest's fundraising to prepare for its expansion into the US, Asset-Map's $6 million in Series B funding, and Wells Fargo's debut of app-based tool LifeSync.
The Toronto-based firm's new offering uses ESG data from MSCI to provide ratings, scores and various metrics for funds, portfolios and individual stocks.
The new service combines tax data and cost-basis reporting into a single offering for banks, broker-dealers and custodians.
As InvestmentNews opens its annual benchmarking survey for this year, we will be looking to the data for clues on inflation’s impact on wages and how it has translated to advisory practices.
The exposition hall was teeming with newly launched companies and fresh faces making their first appearance.
ChatGPT is in the 'experimental phase,' and it will be a while before the industry adopts the technology for retirement investing.
The proposal is similar to one the SEC released last year that focuses on investment advisors. The SEC also extended the comment period for the advisor proposal.
In less than two weeks, Altruist's custody business grows from zero to more than 3,000 RIA clients, with only Schwab and Fidelity having more RIA relationships.
The SEC's amendment to rule 17a-4 represents a tremendous opportunity to bring firms' record-keeping systems into the 21st century.
Answers to advisors' questions will be generated exclusively using Morgan Stanley's library of content and data.
Also at this year's conference, MoneyGuide founder Bob Curtis returns with a vision for a new fintech, while executives from Envestnet and Advisor Engine provide updates.
Keeping tabs on texts and messaging has been difficult for the industry, and fines have been mounting.
The firm provides marketing services to more than 500 independent advisors; its affiliated RIA, AE Wealth Management, will make the tool available to its advisors.
Webull Financial failed to conduct adequate due diligence on customers, Finra found, but the company did not admit or deny fault.
The latest comes from FMG Suite, which announced a new AI engine that will automatically generate personalized social media content.
The 25-year industry veteran and managing partner of Merchant Investment Management works extensively with RIAs.
The expansion of the map over the last five years shows the innovation that's occurring in the fintech sector and the many choices available to advisors.
Plus, BetaNXT acquires Mediant Communications, Advisor360 hires a tech executive from Amazon Web Services, and InvestCloud innovates asset management distribution.
Over the next month, thousands of financial advisors will travel to Florida to learn about the latest technology and how it can improve their practice.
